Witryna8 lip 2024 · Revitalising UK secondary equity markets – UK Finance welcomes the … Witryna6 kwi 2024 · The FCA expects to increase its headcount steadily throughout 2024 to enable it to deliver key aspects of its ambitious Strategy such as the Future Regulatory Framework and in the growing area of ...
FCA proposes equity secondary market reform
This consultation paper is part of the Wholesale Markets Review (WMR), the review of UK wholesale financial markets we have been conducting with the Treasury. Our Strategy 2024-2025 and Business Planinclude a commitment to strengthening the UK’s position in wholesale markets. To achieve this, we said … Zobacz więcej We want to improve how equity markets operate. We aim to reduce harm by amending provisions that impose compliance and operational costs on firms but do not … Zobacz więcej This consultation has now closed. We will publish feedback on responses and issue a policy statement once we have reviewed your comments. Zobacz więcej The proposals will apply to: 1. trading venues 2. investment firms 3. UK branches of overseas firms undertaking investment services and activities Our proposals will also be of interest to law firms, market … Zobacz więcej We will consider responses and submit the relevant updated technical standards to the Treasury for approval. If the Treasury approves them, we will make and publish a policy … Zobacz więcej Witryna14 kwi 2024 · HM Treasury has today 13 April announced the appointment of Sophie Hutcherson to the Board of the FCA alongside the reappointment of Bernadette Conroy for a second term. Sophie has 30 years’ experience in financial services having worked as senior advisor to the CEO at Wells Fargo and held various senior positions at … list of hip hop photography hashtags
FCA sets out next steps in relation to UK MIFID Consultation
Witryna7 lip 2024 · Earlier this week FCA released its Consultation Paper (CP) on … WitrynaThe UKEMA welcomes the opportunity to respond to the FCA consultation paper on Improving Equity Secondary Markets. ... Retail Service Provider RSP System” FCA Inve stment Platforms Study), and this suggests that the system is working well to support the needs of both customers and retail intermediaries. Witryna7 lip 2024 · On 5 July 2024, the Financial Conduct Authority (FCA) published a consultation outlining its proposals to improve the UK’s equity secondary markets (the Consultation), including the introduction ... imaris batch processing